Search Result

341 - 360 of 959 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers