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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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