Search Result

61 - 80 of 850 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus