Search Result

721 - 740 of 1007 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose