Search Result

301 - 320 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers