Search Result

161 - 180 of 955 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction