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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports