Search Result

701 - 720 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing