Search Result

581 - 600 of 857 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees