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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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