Search Result

441 - 460 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction