Search Result

381 - 400 of 1020 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

DTR 3.1

As Published: 2005

DTR 3.1