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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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Similar To

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

REC 3.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 8.14 Other financial promotions

REC 3.26 Proposals to make regulatory provision

SUP 13.4 Providing cross border services into another EEA State

REC 4.8 The section 298 procedure

REC 2.15 Discipline

FEES 4.4 Information on which Fees are calculated

REC 4.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading