Search Result

361 - 380 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure