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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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