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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping