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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 3.14 Products, services and normal hours of operation

COLL 11.6 Winding up, merger and division of master UCITS

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

PERG 14.2 General issues

COLL 6.9 Independence, names and UCITS business restrictions

SUP 6.5 Ending authorisation

SUP 13.3 Establishing a branch in another EEA State

PERG 14.7 Exemptions

MCOB 4.11 Sale and rent back: advising and selling standards

COLL 6.12 Risk management policy and risk measurement

PERG 10.4 Pension scheme service providers other than trustees

COLL 8.4 Investment and borrowing powers

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading