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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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