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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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