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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 14.6 Cancelling qualification for authorisation

SUP 6.4 Applications for cancellation of permission

REC 2.5 Systems and controls and conflicts

SUP 6.5 Ending authorisation

REC 6.7 Notification rules for overseas recognised bodies

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PERG 2.5 Investments and activities: general

REC 4.2D Suspension and removal of financial instruments from trading

SUP 13.1 Application and purpose

SUP 14.3 Changes to cross border services

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

PERG 8.14 Other financial promotions

PERG 5.15 Illustrative tables

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order