Search Result

521 - 540 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping