Search Result

401 - 420 of 1039 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application