Search Result

281 - 300 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime