Search Result

261 - 280 of 966 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PR App 3.1

As Published: 2005

PR App 3.1

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements