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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4