Search Result

121 - 140 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives