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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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