Search Result

681 - 700 of 1017 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives