Search Result

441 - 460 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application