Search Result

341 - 360 of 965 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return