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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission