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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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