Search Result

641 - 660 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 12.1 Application

As Published: 2005

LR 12.1 Application

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans