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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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SUP 15.9 Notifications by members of financial conglomerates

CASS 6.2 Holding of client assets

PERG 15.5 Negative scope/exclusions

PERG 3A.7 Transitional arrangements

REC 2.1 Introduction

COBS 20.5 With-profits governance

PERG 8.1 Application and purpose

FEES 6.7 Payment of levies

ICOBS 4.1 General requirements for insurance intermediaries

DTR 4.2 Half-yearly financial reports

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading