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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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Similar To

FEES 6.1 Application

PERG 2.2 Introduction

DEPP 2.1 Statutory notices

SUP 7.1 Application and purpose

SUP 8.4 Reliance on waivers

DEPP 6.1 Introduction

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 6.3 Background

SUP 9.4 Reliance on individual guidance

REC 3.24 Transfers of ownership

DEPP 4.2 Urgent statutory notice cases

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading