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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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