Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 2.7 Activities: a broad outline

TC App 4.1 Appropriate Qualification tables

FEES 4.4 Information on which Fees are calculated

TC 2.1 Assessing and maintaining competence

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 7.3 Does the activity require authorisation?

PERG 2.11 What to do now ?

PERG 2.6 Specified investments: a broad outline

PERG 8.14 Other financial promotions

PERG 4.11 Link between activities and the United Kingdom

PERG 7.4 Does the article 54 exclusion apply?

FEES 6.7 Payment of levies

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 12.5 Contracts: required terms

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 4.10 Exclusions applying to more than one regulated activity

CASS 6.1 Application