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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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Similar To

REC 1.1 Application

REC 2.3 Financial resources

LR 2.1 Preliminary

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 3.2 Application for admission to listing

DTR 5.11 Non EEA State issuers

REC 3.13 Delegation of relevant functions

DTR 5.9 Filing of information with competent authority

LR 8.7 Supervision of sponsors

DISP 1.1 Purpose and application

SUP 13A.1 Application and purpose

LR 3.3 Shares

REC 5.2 Application process

PERG 2.7 Activities: a broad outline

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading