Search Result

61 - 80 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly