Search Result

761 - 780 of 1076 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FSA

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power