Search Result

541 - 560 of 1063 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs