Search Result

161 - 180 of 966 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?