Search Result

101 - 120 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PR App 1.1

As Published: 2005

PR App 1.1

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose