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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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