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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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Similar To

COLL 8.5 Powers and responsibilities

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 4.5 Reports and accounts

LR 3.3 Shares

SUP 16.12 Integrated Regulatory Reporting

PERG 2.7 Activities: a broad outline

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 3.2 Obligation to pay fees

DEPP 6.2 Deciding whether to take action

REC 2.5 Systems and controls and conflicts

COLL 7.7 UCITS mergers

PR 5.3 Certificate of approval

LR 20.4 Continuing obligations

LR 5.2 Cancelling listing

PR 5.5 Persons responsible for a prospectus

LR 18.2 Requirements for listing

SUP 18.2 Insurance business transfers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 18.4 Friendly Society transfers and amalgamations