Search Result

41 - 60 of 1068 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

…

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

…

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

…

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…