Search Result

441 - 460 of 944 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose