Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

…

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 17.3 Requirements with continuing application

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.2 Method of satisfying the recognition requirements

CASS 1A.2 CASS firm classification

GEN 6.1 Payment of financial penalties

ICOBS 3.1 Distance marketing

PERG 5.13 Appointed representatives

PERG 6.4 Limitations of this guidance

REC 2A.3 Guidance on RAP recognition requirements

REC 3.8 Financial and other information

DTR 1.1 Application and purpose (Disclosure rules)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order