Search Result

401 - 420 of 689 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers