Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.3 Applications for variation of permission

COLL Appendix 1EU KII Regulation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR App 1.1 Relevant definitions

PERG 8.14 Other financial promotions

PERG 2.8 Exclusions applicable to particular regulated activities

SYSC 14.1 Application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 5.2 General investment powers and limits for UCITS schemes

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 7.10 Use of a Value at Risk Model